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DEPARTMENT OF THE INTERIOR |
FEBRUARY 1, 1971 |
STATES HAVING CIVIL OR CRIMINAL JURISDICTION
OVER INDIANS ON THEIR RESERVATIONS
| STATE | RESERVATION | TYPE OF JURISDICTION | AUTHORITY |
| NORTH CAROLINA | Cherokee | Civil and Criminal | In re McCoy, 2 F. Supp. 409 (D.N.C. 1964), & authorities cited therein including the Treaty of New Echota of 1835, 7 Stat. 478. |
| OKLAHOMA | All (no reservations, trust allotments only remaining) | Civil and Criminal | See Departmental letter of 8-17-42 to Justice Dept. & letter from Governor of Okla. in 1953 (in Public Law 280 legislative file) |
| OREGON | All Indian country except the Warm Springs Reservation | Civil and Criminal | Public Law 280 |
| WASHINGTON | Chehalis Lower Elwha Muckelshoot Nisqually Port Gamble Quileute Squaxin Island Skokomish Suquamish Tulalip Colville Swinomish All others |
Civil and Criminal " " " " " " " " " " " " " " " " " " " " " " Criminal only |
Ch. 240, Wash. Laws of 1957; Public Law 280 " " " " " " " " " " Ch. 36, Wash. Laws of 1963, Public Law 280 |
| WISCONSIN | All reservations | Civil and Criminal | Public Law 280 |
APPLICABILITY OF THE LIQUOR LAWS OF
THE STATE OF MONTANA ON THE
ROCKY BOY'S RESERVATION
Indians: Criminal Jurisdiction--Indians: Law and Order--State Laws
The modification of the Federal Indian liquor
laws, permitting the introduction, possession and sale of intoxicating beverages on the reservation with tribal consent (Act of August 15, 1953,
67 Stat. 586, 18 U.S.C. § 1161 (1964), does not make Montana liquor laws applicable to the Chippewa Cree
Tribe or tribal members on the Rocky Boy's Reservation. Rather, this act requires the state liquor
laws to be used as the
standard of measurement to define lawful and unlawful activity on the
reservation. Actions not in conformity with the provisions of applicable state law
would subject a tribal member to prosecution only in the Federal courts, not in state courts. Non-Indians would be subject to
prosecution in the Federal and state courts, assuming a double jeopardy question is not
presented.
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OPINIONS OF THE SOLICITOR |
FEBRUARY 3 , 1971 |
Indian Tribes: Generally--Indians: Law and Order--State Laws
A subordinate tribal entity or tribal member licensed by the Chippewa Cree Tribe to operate a liquor establishment on the Rocky Boy's Reservation does not have to obtain a state liquor license.
Memorandum
To:
Commissioner of Indian Affairs
From: Solicitor
Subject: Sale of liquor--Rocky Boy's Reservation,
Montana
We have received your request for our opinion on the Montana Liquor Control Board's authority over the sale of intoxicating beverages by the Chippewa Cree Tribe on the Rocky Boy's Reservation in Montana.
Before 1953, Congress, through the passage of the Federal Indian liquor laws, prohibited the introduction, possession or sale of intoxicating liquor in "Indian country." 18 U.S.C. §§ 1154, 1156, 3113, 3488, 3618 (1964). In 1953, Congress made the Federal Indian liquor laws inapplicable to:
* * * any act or transaction within any area of Indian country provided such act or transaction is in conformity both with the laws of the State in which each act or transaction occurs and with an ordinance duly adopted by the tribe having jurisdiction over such area of Indian country, certified by the Secretary of the Interior, and published in the Federal Register. (Emphasis added). Act of August 15, 1953, 67 Stat. 586, 18 U.S.C. § 1161 (1964).
The Chippewa Cree Tribe passed Ordinance I-70 which was certified by the Commissioner of Indian Affairs on June 16, 1970, and published in the Federal Register on June 25, 1970, authorizing the introduction, sale or possession of intoxicating beverages on the Rocky Boy's Reservation. 35 F.R. 10384 (1970). The tribe then requested a liquor license from the Montana Liquor Control Board. The Attorney General of Montana, in answer to inquiries from the administrator of the Montana Liquor Control Board held that 18 U.S.C. § 1161 requires the tribe to comply with all the liquor laws of Montana, including the licensing law and quota system prescribed in §§ 4-403 and 420, R.C.M. 1947. Vol. 33, Opinion No. 23, Attorney General of Montana, June 29, 1970. Since there are no licenses available under the aforementioned quota system, the tribe cannot receive a license from the Montana Liquor Control Board.
The first issue presented is the interpretation of 18 U.S.C. § 1161, which makes Federal Indian liquor laws inapplicable to acts or transactions "* * * in conformity * * * with the laws of the State in which such act or transaction occurs * * *."
We do not believe Congress, in enacting this law, intended to make state liquor laws applicable to the tribe or tribal members on a reservation when a tribe wished to terminate Federal prohibition. If Congress had intended to impose state law here with state enforcement jurisdiction, we think Congress would have expressly granted jurisdiction to the states under 18 U.S.C. § 1161, which it did not do. Rather, we believe the intent was merely to require the state liquor laws to be used as the standard of measurement to define lawful and unlawful activity on the reservation.1
If, for example, a tribe has terminated Federal prohibition, and a tribal member commits an act or engages in a transaction in intoxicating beverages which is not in conformance with state law, the member would be subject to prosecution in the Federal courts for violation of the applicable Federal Indian liquor law. See 18 U.S.C. § 1154 (1964). However, the tribal member is not subject to prosecution in state court since Montana has not assumed the requisite jurisdiction over the Rocky Boy's Reservation under either Public Law 280 (Act of August 15, 1953, 67 Stat. 588, as amended, 18 U.S.C. § 1162 and 28 U.S.C. § 1360), or under the Civil Rights Act of 1968 (Act of April 11, 1968, 82 Stat. 77-81, 25 U.S.C. §§ 1321-1322). In such a situation, state criminal law does not apply to an Indian in "Indian country." Federal Indian Law (1958) 319-322, 512-513.
However, if a non-Indian does not conform with the liquor laws of Montana while on an Indian reservation, the Federal courts and the state courts may both have jurisdiction over him for violations of separate state and Federal law, assuming a question of double jeopardy is not presented. It is well settled that non-Indians are subject to state law when committing crimes within "Indian country." United States v. McBratney, 104 U.S. 621 (1881); Draper v. United States, 164 U.S. 240 (1896); New York ex rel. Ray v. Martin, 326 U.S. 496 (1946).
___________________
1 Warren Trading Post v. Arizona Tax Commission, 380 U.S. 685 (1965), contains dictum from Mr. Justice Black who, in discussing the applicability of state laws on Indian reservations, states in footnote 3 on page 687: "Compare. e.g.. 18 U.S.C. § 1161 (1958 ed.) (permitting application of state liquor law standards within an Indian reservation under certain conditions): 45 Stat. 1185, as amended, 25 U.S.C. § 231 (1958 ed.) (permitting application of state health and education laws within a reservation under certain conditions; * * *." (Emphasis added)
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DEPARTMENT OF THE INTERIOR |
FEBRUARY 3, 1971 |
The question remains as to whether the Montana liquor licensing laws apply to a liquor establishment on the Rocky Boy's Reservation. The power to license subordinate entities is one of the attributes of any sovereign body, including Indian tribes. Solicitor's Opinion, M-36781 (August 25, 1969); 42 C.J.S. Indians § 12 p. 665 (1944). We believe the tribe, in the exercise of its inherent powers of sovereignty, can license a subordinate entity or tribal member to operate a liquor establishment on the reservation. In such a case, where the liquor establishment is not owned by a non-Indian, a license from the state would not be required. A non-Indian, however, would be required to obtain a state license, whether licensed by the tribe or not, since state laws still apply to him even while on a reservation, United States v. McBratney, supra; Draper v. United States, supra; New York ex rel. Ray v. Martin, supra, unless the business being conducted is subject to exclusive Federal regulation, Warren Trading Post v. Arizona Tax Commission, supra. If the State of Montana insists that a subordinate tribal entity or tribal member obtain a state license, this would be an unlawful infringement on the right of reservation Indians to make their own laws and be ruled by them. Williams v. Lee, 358 U.S. 217 (1959); Organized Village of Kake v. Egan, 369 U.S. 60 (1962); Littell v. Nakai, 344 F.2d 486 (9th Cir. 1965), cert. denied, 382 U.S. 986 (1966); Arizona ex rel. Merrill v. Turtle, 413 F.2d 683 (9th Cir. 1969), cert. denied, 396 U.S. 1003 (1970).
The legislative history of 18 U.S.C. § 1161 contains a letter from the Assistant Secretary of the Interior to the Director, Bureau of Budget, dated August 7, 1953, recommending passage of H.R. 1055 (which eventually was enacted as 18 U.S.C. § 1161), in which the Assistant Secretary stated:
If the Indians on a given reservation wish Federal prohibition to continue on that reservation, all they have to do is refrain from adopting an ordinance to the contrary. If, on the other hand, they wish to terminate Federal prohibition in whole or in part, they have only to adopt an ordinance specifying what transactions in intoxicating liquors they wish to permit on their reservation. These transactions will thereupon cease to be subject to the Indian liquor laws if, and only if, they are permitted by the liquor laws of the State where the reservation is situated. Thus, the bill recognizes the principle of tribal self-government, but requires that it be exercised in a manner consistent with the public policy of the state. (Emphasis added).
It the tribe is required to obtain a license from the state, we do not think that the principle of maintaining tribal self-government in conjunction with supporting the public policy of the state would be recognized as contemplated by the Assistant Secretary in his letter. So it seems clear that the tribe would decide what transactions in intoxicating beverages would be permissible and those transactions alone would have to conform to state law standards. Thus, the policy of state laws covering such items as hours for sale of liquor and legal age limits for sale must be followed, and if they are not the offender would be subject to prosecution for violation of the Federal Indian liquor laws because the act or transaction would not be in the language of 18 U.S.C. § 1161, "in conformity with the laws of the State."
We are aware of the Montana Attorney General's reliance on State ex Tel. Kennerly v. District Court, 466 P. 2d 85 (Mont. 1970), for the proposition that Montana has jurisdiction in certain instances over the affairs of Indians in Indian country. On January 18, 1971, the Supreme Court of the United States vacated the judgment of the Supreme Court of Montana in the Kennerly case and remanded it for further proceedings. Kennerly, et al. v. District Court, No. 5370, October Term, 1970.
The petitioners in the Kennerly case were members of the Blackfeet Tribe and residents of the reservation, who purchased groceries on credit at a store located on patented land in the incorporated town of Browning, Montana, but within the exterior boundaries of the Blackfeet Indian Reservation. In a suit to collect the debt, filed in state court, the petitioners moved to dismiss on the ground that states had no jurisdiction because the defendants were members of the Blackfeet Tribe and the transaction took place on the reservation. The trial court overruled the motion and the State Supreme Court affirmed, relying in part on a tribal council enactment which purported to give state courts concurrent jurisdiction with the tribal court over all actions in which a tribal member is a defendant.
The Supreme Court of the United States, in a per curiam opinion, held that the Montana courts had no jurisdiction because Montana had neither been given nor had assumed by affirmative legislation, with respect to the Blackfeet Reservation, the civil or criminal jurisdiction provided for by the Act of August 15, 1953, 67 Stat. 590, as amended, and Title IV of the Civil Rights Act of 1968, 82 Stat. 79, 25 U.S.C. §§ 1321-1326 (Supp. V, 1965-1969).
Montana has not been given and has not assumed civil or criminal jurisdiction over Rocky
Boy's Reservation and we are convinced that the
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OPINIONS OF THE SOLICITOR |
MARCH 25, 1971 |
Kennerly case is authority for our conclusion that it may not require a state license for sales of intoxicating liquors by the tribe or an Indian tribal licensee within the boundaries of the reservation. Being convinced also that Federal law does not require that a state license be required, but only that the acts or transactions be "in conformity with" the standards prescribed by state law, we believe that the tribe can, under the circumstances here considered, permit the sale of liquor on its reservation without violating Federal law.
We realize that the Chippewa Cree ordinance indicates that all laws governing the sale of intoxicating beverages in Montana apply on the Rocky Boy's Reservation. However, this tribal interpretation of law, with which the tribe now apparently disagrees, cannot confer jurisdiction on the State of Montana.
In addition, we note that a former Solicitor, in a letter to Mr. John W. Stilley of the Arizona State Legislature, dated March 26, 1954, stated in answer to a hypothetical question that an Indian desiring to operate a bar on a reservation would have to obtain a state license. This letter, which does not purport to be an official opinion, was written before the landmark cases of the Supreme Court protecting the right of reservation self-government were decided and must be weighed in that context. See Williams v. Lee, supra, and Organized Village of Kake v. Egan, supra. In any event, the views expressed in the 1954 letter of the Solicitor will not be followed to the extent that they conflict with any of the statements and conclusions contained in this opinion.
In summary, we believe that the Chippewa Cree Tribe may license a liquor establishment owned or controlled by the tribe or tribal members on the Rocky Boy's Reservation without obtaining a license from the State of Montana or abiding by the prescribed quota system. If a tribal member commits an act or engages in a transaction not in conformance with Montana law he may be subject to prosecution for violating the Federal Indian liquor laws. In the case of a violation by a non-Indian, the Federal courts and the state courts would have jurisdiction over him.
MITCHELL. MELICH,
ALASKA NATIVE CLAIMS LEGISLATION:
COMPLIANCE WITH NATIONAL
ENVIRONMENTAL POLICY ACT
March 25, 1971.
Memorandum
To:
Secretary of the Interior
From: Solicitor
Subject: Alaska Native Claims Legislation: Compliance with National Environmental Policy Act
Section 102 of the NEPA (42 U.S.C. §4332) authorizes and directs that, to the fullest extent possible, all Federal agencies shall:
. . . include in every recommendation or report on proposals for legislation and other major Federal actions significantly affecting the quality of the human environment, a detailed statement by the responsible official on--
(i) the environmental impact of the proposed action,
(ii) any adverse environmental effects which cannot be avoided should the proposal be implemented,
(iii) alternatives to the proposed action,(iv) any irreversible and irretrievable commitments of resources which would be involved in the proposed action should it be implemented.
Examination of the legislation in question makes it apparent that the legislation is not within the purview of the Act. The Alaska Native claims legislation, irrespective of which particular bill is considered, has the following general provisions:
(1) It would convey certain lands to Alaskan Natives;
(2) It would extinguish existing Native claims;
(3) It would provide income and funds for the Natives.
Clearly, the latter two provisions have no impact whatsoever on the environment and, to that extent at least, the legislation is not such as "significantly affects the quality of the human environ-
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DEPARTMENT OF THE INTERIOR |
MARCH 25, 1971 |
ment." The first provision is actually a duality: first, it would confirm the Natives' claims to lands which they actually occupy at present, and, it would vest title in them to lands which they do not presently occupy. In either case, the legislation does not contemplate any use or exploitation of the environment beyond current levels. In effect, the legislation constitutes a legislative quiet-title adjudication or settlement. It is, of course, conceivable that after gaining title the Natives may devote the lands to some use having an impact on the quality of the human environment. However, any consideration of such a possibility would be mere speculation at the present time.
Accordingly, I am of the opinion that the Department is not required to file an environmental statement under the Act with respect to the Alaska Native Claims legislation.
MITCHELL MELICH,
Solicitor.
CRIMINAL JURISDICTION OF UTAH OVER
NON-INDIANS HUNTING ON THE UINTAH
AND OURAY RESERVATION IN VIOLATION
OF STATE LAW*
State Laws--Indian Lands: Generally--Indian Tribes: Generally
Utah game laws apply to non-Indians who hunt, even with the tribe's permission, on the Uintah and Ouray Indian Reservation. Thus, non-Indians cannot hunt on the reservation without procuring a state license, even though they may be licensed by the tribe to do so.
Memorandum
To: Commissioner of Indian Affairs
From: Solicitor
Subject: Elk--Ute Tribe, Uintah and Ouray Reservation, Utah
We have received your request for our advice concerning the Ute Tribe's right to allow non-residents of Utah to hunt elk on the Uintah and Ouray Reservation. You indicate there were elk on the original Uncompahgre Reservation established prior to Utah's admission to statehood. In addition, the Ute Tribe recently obtained 100 elk from a herd at Yellowstone National Park, paying for their transportation and release on the reservation. We understand that the elk from Yellowstone were allowed to resume their wild state and were not kept in enclosures or attempted to be tamed or domesticated. They are, therefore, to be regarded the same as other wild elk for purposes of this memorandum.
The tribe has apparently cooperated with state officials in establishing an elk season for Utah residents in return for Utah's assistance in the cropping of these elk. However, Utah has not been willing to work with the Utes in granting nonresidents of Utah the privilege of taking elk on the reservation. If these nonresidents cannot hunt elk on the reservation, the tribe will be deprived of a substantial source of income. You indicate your belief that the tribe owns the elk on the reservation and has the right to allow nonresidents of Utah to hunt them whether or not Utah grants the non resident hunters permission.You cite the Act of April 11, 1968, 82 Stat. 78, 25 U.S.C. § 1321 (b), to support the proposition that the Indians have authority to control, license, or regulate hunting, trapping and fishing on their reservation. This provision applies only to states which have assumed some measure of jurisdiction over Indian reservations under this act. Since Utah has not assumed any such jurisdiction, 25 U.S.C. § 1321 (b) is not germane. Moreover, we do not believe this section gives tribes authority, exclusive or otherwise, to control non-Indian hunting and fishing on a reservation; it merely preserves whatever powers individual tribes may have in states which have been given or have assumed civil or criminal jurisdiction under the act.
While we do not agree with your statement that the elk on the reservation are the property of the Ute Tribe, we concede there is some legal authority to support the proposition of tribal ownership of the fish and wildlife on a reservation. Mason v. Sams, 5 F.2d 255 (W.D. Wash. 1925); Pioneer Packing Co. v. Winslow, 294 F. 557 (Wash. 1930). However, these cases involved one tribe, the Quinaults, and were concerned with the interpretation of a treaty. Whatever the present validity of these two cases as applied to the Quinaults' or other Indians' rights to fish in the State of Washington, we do not consider them to be controlling, or even persuasive, legal authority in the situation considered here.
Even a state does not hold possessory title to the wildlife within its jurisdiction, but rather holds them in trust for the benefit of the people. Geer v. Connecticut, 161 U.S. 519, 529 (1896); 71 I.D. 469, 476 (1964). If the tribe had captured and
____________________
* This opinion was withdrawn by the Solicitor July 15,
1976.
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OPINIONS OF THE SOLICITOR |
MARCH 29, 1971 |
confined these elk, there can be no individual property in fish and game so long as they remain wild, unconfined, and in a state of nature. 35 Am. Jur. 2d Fish and Game § 2 (1967). Title to the game in its natural habitat belongs to the first person who, lawfully reduces it to possession. Geer v. Connecticut, supra; 4 Am. Jur. 2d Animals § 5 (1962) .
We note in passing that Utah has a statute indicating that all game not held in private ownership legally acquired belongs to the state. 3 Utah Code Ann. § 23-l-10 (1969). However, it has been held that statutes like these are concerned only with the state's power of regulations, leaving the landowner's interest what it is. McKee v. Gratz, 260 U.S. 127, 135 (1922); 71 I.D. 469, 476 (1964).
Since the states do not "own" the wild game within their borders, we do not see how an Indian tribe can hold title to the game within its reservation unless one argues that tribal sovereignty is a kind of sovereignty superior to that of states or the national government, and we consider this implausible. Therefore, we believe that an Indian tribe does not have title to the fish swimming or wildlife running free within its reservation, but does have the right to capture such game, after which time possessory title rests in the tribe.Utah requires all persons to obtain a hunting license before taking any game. 3 Utah Code Ann. § 23-l-12 (1969). This provision also applies to Indians who are wards of the Federal Government when outside an Indian reservation. 3 Utah Code Ann. § 23-l-8 (1969). Utah also has a statute prohibiting any person from shipping game out of the state without having a valid license or permit attached to it. 3 Utah Code Ann. § 23-10-4 (1969). The question thus becomes whether Utah can enforce these statutes against non-Indians hunting elk on the Uintah and Ouray Reservation.
Without question, the tribe has authority to require non-Indians to secure reservation hunting and fishing permits and observe tribal conservation rules while on the reservation. 58 I.D. 331, 333, 346 (1943). It is also well settled that state game laws do not apply to Indians on trust lands within the Indian reservation. 54 I.D. 517, 520 (1934); In re Blackbird, 109 F. 139 (W.D. Wis. 1901); In re Lincoln, 129 F. 247 (N.D. Cal. 1904); United States v. Hamilton, 233 F. 685 (W.D.N.Y. 1915).1
However, it must be remembered that Indian country is not regarded as an area of exclusive Federal jurisdiction, but is politically and governmentally a part of the state in which state laws apply to the extent that they do not conflict with Federal Indian law. Federal Indian Law (1958) 510, 513-514; Surplus Trading Co. v. Cook, 281 U.S. 647, 650-651 (1930). It is also well settled that offenses committed by a non-Indian against a non-Indian in the Indian country are punishable by the state. United States v. McBratney, 104 U.S. G21 (1881); Draper v. United States, 164 U.S. 240 (1896); New York ex rel. Ray v. Martin, 326 U.S. 496 (1946).
It seems apparent that a tribe's immunity from state hunting and fishing regulations is peculiarly Indian in nature and that a tribe cannot license the immunity to a non-Indian. 62 I.D. 186, 194 (1955). Hobbs, Indian Hunting and Fishing Rights II, 37 Geo. Wash. L. Rev. 1251, 1267 (1969). The right is one exercised by members in common with other members of the tribe. 62 I.D. 186, 194 (1955); see Montana Power Co. v. Rochester, 127 F.2d 189, 192 (9th Cir. 1942).There is authority which indicates that a non-Indian hunting on the reservation has no immunity from state regulations. State ex rel. Napstad v. Danielson, 427 P.2d 689 (Mont. 1967); Ex parte Crosby, 149 P. 989 (Nev. 1915); see United States v. Sturgeon, 27 F. Cas. 1357 (no. 16, 413) (D. Nev. 1879).2 In addition, various Attorneys General have taken the position that a state has jurisdiction over non-Indians who violate state game laws while on an Indian reservation. 1950-1952 Opinions of the Attorney General of Nevada p. 20; 1953-1954 Report of the Attorney General of New Mexico p. 511; 1960-1962 Opinions of the Attorney General of Oregon p. 11.
In the Danielson case, supra, a non-Indian killed two elk on the Crow Reservation in violation of Montana law. The Supreme Court of Montana stated at page 692:
____________________
1 There is a split of authority on the applicability of state conservation regulations to an Indian on non-Indian land within the reservation. State v. McClure, 268 F.2d 629 (Mont. 19.54) (no); State v. Johnson, 249 N.W. 284 (Wis. 1933) (yes). However, today, an attempt to enforce state conservation regulations against Indians in this situation would most likely be considered an interference with reservation self-government. Williams v. Lee, 358 U.S. 217 (1959).
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DEPARTMENT OF THE INTERIOR |
MARCH 29, 1971 |
* * * we conclude that the State of Montana has jurisdiction to enforce its fish and game regulations on Indian reservations contained within its boundaries with respect to persons who are not tribal Indians unless precluded from doing so by an Act of Congress or unless such enforcement would interfere with self-government on the reservation.
In conclusion, we believe there is simple authority indicating that non-Indians are subject to state game laws while on an Indian reservation. Of course, Utah may not choose to prosecute nonresident non-Indians who may hunt on the Ute Reservation in violation of state law. If Utah decides to exercise jurisdiction over these non-Indians, however, we believe the state has both the power and the right to do so.
MITCHELL MELICH,
NEGOTIABILITY OF CONSTRUCTION CONTRACT
UNDER THE "BUY INDIAN" ACT
OF JUNE 25, 1910
M-36856
February 22, 1973.
(Date of opinion: April 27,197l)
Contracts: Formation and Validity: Negotiated Contracts--Contracts: Formation and Validity: Authority to Make--Contracts: Formation and Validity: Construction Contracts--Act of June 25, 1910, 36 Stat. 861, 25 U.S.C. § 47 (1970)--Indians: Contracts
If substantive authority otherwise exists, Section 23 of the Act of June 25, 1910, 36 Stat. 861, 25 U.S.C. § 47 (1970), conveniently referred to as the "Buy Indian" Act, authorizes the negotiation of contracts, as an exception to the otherwise applicable advertising requirements of the Federal Property and Administrative Services Act of 1949, as amended (41 U.S.C. § 252 (c) (15) (1970) ), for the "purchases of products of Indian industry," and including contracts for construction.
Words and Phrases--Act of June 25, 1910, 36 Stat. 861, 25 U.S.C. § 47 (1976)
"Products of Indian industry," as that phrase is used in Section 23 of the Act of June 25, 1910, 36 Stat. 861, 25 U.S.C. § 47 (1970), conveniently referred to as the "Buy Indian" Act, includes the end product of physical labor or intellectual effort and requiring skill or diligence of, by, and from Indians. This would include construction and repair of roads, bridges, buildings, and similar things, as well as supplies and services.
Memorandum
To: Commissioner of Indian
Affairs
From: Solicitor
Subject: Negotiability of construction contract under the "Buy Indian"
Act of June 25,
1910
Your memorandum of March 23, 1971, requested our opinion concerning the use of Section 23 of the Act of June 25, 1910, 36 Stat. 855, 25 U.S.C. § 47, as authority to enter into negotiated construction contracts with Indians. 25 U.S.C. § 47 reads:
So far as may be practicable Indian labor shall be employed, and purchases of the products of Indian industry may be made in open market in the discretion of the Secretary of the Interior.
We believe this will support negotiated construction contracts with Indians.
In considering the scope and applicability of that part of Section 23 of the Act of June 25, 1910, 36 Stat. 861, codified as 25 U.S.C. § 47 and conveniently referred to as the "Buy Indian" Act, we must necessarily point out that it confers no substantive authority to contract for anything. See our memorandum of June 20, 1969, to the Assistant Secretary, Public Land Management. The codified language quoted above was actually a proviso in a section of the 1910 Act which in its entirety reads as follows:
That hereafter the purchase of Indian supplies shall be made in conformity with the requirements of section thirty-seven hundred and nine of the Revised Statutes of the United States: Provided, that so far as may be practicable Indian labor shall be employed, and purchases of the products of Indian industry may be made in open market in the discretion of the Secretary of the Interior. All Acts and parts of Acts in conflict with the provisions of this section are hereby repealed.
Section 3709 of the Revised Statutes, referred to
in the quoted language, is codified as 41 U.S.C. §
5 and requires with certain exceptions that "purchases and contracts for supplies or services
for
the
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OPINIONS OF THE SOLICITOR |
FEBRUARY 22, 1973 |
Government may be made or entered into only after advertising a sufficient time previously for proposals." Its applicability was limited, in the purchase of Indian supplies pursuant to the 1910 Act, by a provision found in the Bureau of Indian Affairs Appropriation Act of May 18, 1916, 39 Stat. 123, 126, which reads as follows:
Provided further, that section thirty-seven hundred and nine, Revised Statutes, in so far as that section required advertisement be made, shall apply only to those purchases and contracts for supplies or services, except personal services, for the Indian field services which exceed in the amount the sum of $50 each, and section twenty-three of the Act of June twenty-fifth, nineteen hundred and ten (Thirty-sixth Statutes at Large, page eight hundred and sixty-one), is hereby amended accordingly.
In legal effect, the $50 limitation of the 1916 amendment was raised to $100 by a provision found in the Act of January 25, 1927, 44 Stat. 934, 936.
The part of Section 23 of the 1910 Act which was not codified as 25 U.S.C. § 47 was, as amended by the 1916 Act and modified by the 1927 Act codified as 25 U.S.C. § 93. The net result was a statutory requirement that all contracts in excess of $100 for the purchase of Indian supplies had to conform to the advertising requirements of Section 3709 of the Revised Statutes, except that "purchases of the products of Indian industry may be made in the open market in the discretion of the Secretary of the Interior."
That portion of the amended and modified 1910 Act which was codified as 25 U.S.C. § 93, and which required compliance with Section 3709 of the Revised Statutes for non-Indian industry Indian supplies contracts in excess of $100, was repealed by Section 4 of the Act of October 10, 1940, 54 Stat. 1109, 1112. The 1940 Act was a substantive enactment of earlier exceptions to Section 3709 of the Revised Statutes, including that previously codified as 25 U.S.C. § 93, and permitted open-market purchasing of supplies by all bureaus of the Department where the aggregate amount of the purchase or service did not exceed $100 in any one instance. The 1940 exemption was in turn repealed by Section 9 (b) of the Act of August 2, 1946, 60 Stat. 809, which engrafted general exceptions on Revised Statutes § 3709 but left unaffected the provisions for open-market purchasing of "the products of Indian industry."
Thus, there is no question of the survival of the authority for negotiated purchases of the products of Indian industry, at least until and, we believe, after, the enactment of the procurement provisions of the Federal Property and Administrative Services Act of June 30, 1949, 63 Stat. 393. For convenience that act, as amended, will be hereinafter cited to Title 41, United States Code.
41 U.S.C. § 252 (a) provides in part that executive agencies shall, with certain exceptions not here material, make purchases and contracts for property and services in accordance with the provisions of the act and the implementing regulations of the Administrator of General Services. That being so, Section 252 (c) of Title 41 is applicable:
(c) All contracts for property and services shall be made by advertising, as provided in section 253 of this title, except that such purchases and contracts may be negotiated by the agency head without advertising if
* * * * *
(15) Otherwise authorized by law, except that section 254 of this title shall apply to purchases and contracts made without advertising under this paragraph.
Section 260 of Title 41 provides that any provision of law which authorizes an executive agency to procure any property or services without advertising "shall be construed to authorize the procurement of such property or services pursuant to section 252 (c) (15) of the title [quoted above] without regard to the advertising requirements of sections 252 (c) and 253 of this title." Thus we have no difficulty in concluding that the open-market procurement authorized by 25 U.S.C. § 47 is, to the extent of its literal applicability and except as elsewhere limited by statute, "otherwise authorized by law" within the meaning of 41 U.S.C. §§ 252 (c) (15) and 260. In applying this exception to the advertising requirements of 41 U.S.C. § 252 (c) and 253, full compliance with 41 U.S.C. § 254 is mandatory. The same is true of the advance payments limitations of 41 U.S.C. § 255, and of the laws specifically made applicable by 41 U.S.C. § 258.
If we are correct in our conclusion that the
Federal Property and Administrative Services Act of 1949, as amended, is applicable to Bureau of Indians Affairs procurement, and we believe the literal and mandatory language of the act makes this conclusion inescapable, then 25 U.S.C. § 47 may have considerable significance as an exception to the advertising requirements of 41 U.S.C.
§§
252 (c) and 253. Before proceeding, however, it is necessary to examine the provisions of 41 U.S.C.
§ 252 (e):
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DEPARTMENT OF THE INTERIOR |
FEBRUARY 22, 1973 |
(e) This section shall not be construed to (A) authorize the erection, repair, or furnishing of any public building or public improvement, but such authorization shall be required in the same manner as heretofore, or (B) permit any contract for the construction or repair of buildings, roads, sidewalks, sewers, mains, or similar items to be negotiated without advertising as required by section 253 of this title, unless such contract is to be performed outside the continental United States or unless negotiation of such contract is authorized by the provisions of paragraph (1)-(3), (9)-(11), or (13) of subsection (c) of this section.
The language just quoted is in the form of an explanation or admonition, not a prohibition. It has been explained by the General Counsel of the General Services Administration in this way:
(e) No change in requirements regarding construction, repair, etc.--For clarity, this subsection provides that section [252] does not change the existing requirements for authorization for the erection or repair of buildings, roads, sidewalks, or similar items to be negotiated without advertising as required by section "253" except in the cases as specified in subsection.1
We observe that among the subsection's enumeration of paragraphs of 41 U.S.C. § 252 (c) which are excepted from the admonition that § 252 does not authorize negotiated construction and repair contracts, paragraph (15) ("otherwise authorized by law") is not listed. We do not believe the omission is critical to a determination that if negotiated construction and repair contracts are "otherwise authorized by law" they are not subject to the advertising requirements of 41 U.S.C. § 253, and we so hold.2
This brings us back to the question presented, viz, does 25 U.S.C. § 47 authorize negotiated construction contracts with Indians? The basic question is whether roads, buildings, sewers, utility systems, and the like may be considered to be the "products of Indian industry." We have found no judicial or Departmental decision on the point. There is no meaningful legislative history to indicate the intention of the Congress. There are no qualifying words or phrases elsewhere in the underlying statute. There is no inherent inconsistency in the phrase itself. In short, we need only to define the language in its usual sense.
"Product" is defined in Webster's Third Inter national Dictionary (1961) as:
* * * something produced by physical labor or intellectual effort: the result of work or thought * * *.
In Great Western Broadcasting Corporation v. N.L.R.B., 310 F.2d 591, 595 (9th Cir. 1962), the court said:
In its broadest sense, the term 'product' denotes anything which is produced. Since economic activity includes the rendition of services, it is appropriate, where the context otherwise permits, to refer to a completed service as a 'product'.
"Industry" in its usual sense is defined, again in Webster's Third International Dictionary (1961) as:
* * * a use or application of skill or cleverness * * * diligence in an employment or pursuit * * *.
Putting these definitions together, we believe that 25 U.S.C. § 47 will permit the negotiation of contracts, where substantive authority exists, for the purchase by your Bureau of the end product of physical labor or intellectual effort and requiring skill or diligence, of, by, and from Indians. This would include construction and repair of roads, bridges, buildings, and similar things, as well as supplies and services.
In reaching this conclusion, we rely in part on what you represent to be a long period of uninterrupted administrative interpretation of the law. One of the documents submitted with your memorandum reports that "during the past ten years the Bureau has negotiated thousands of contracts with Indians for construction work. The emphasis has occurred in recent years when it has not been uncommon to negotiate as many as 130 contracts for construction work in any given fiscal year. While the monetary value of those contracts has remained below the $100,000 level, there have been contracts for over $l,000,000." Under these circumstances, the administrative construction of the statute, implemented by unchallenged practice for many years, is entitled to great weight.3 United____________________
1 Federal Properly
and Administrative Services Act of 1949, as amended, with Analysis and Index, p. 71 (GC.
GSA. Rev. 1958).
2 This
section "does not authorize or change the existing
requirements
for
authorization
for the erection or repair of buildings, roads, sidewalks, or similar items." (Emphasis
added) See 1949 U.S. Code Cong. & Adm. News. 1457, 1498.
3 We also understand that the appropriations committees
of the Congress have been informed of proposals to contract with Indians under the "Buy Indian" Act for
Construction and maintenance. See e.g.. Hearings on H.R. 12781 before a Sub-Committee on Appropriations, 91st Cong.,
1st Sess.
Pt.
1, pp. 190-194 (1969).
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OPINIONS OF THE SOLICITOR |
MAY 6, 1971 |
States v. Jackson, 280 U.S. 183, 193; Udall v. Tallman, 380 U.S. 1 (1965). In addition, the views herein expressed are consistent with the present position of Assistant General Council, Division of Business and Administrative Law, Department of Health, Education and Welfare, as stated in his memorandum of September 25, 1970, to the Acting Director, Office of Procurement and Material Management, of that Department.
MITCHELL MELICH,
Solicitor.
ELECTION OF PRINCIPAL CHIEF OF
SEMINOLE NATION
May 4, 1971.
HONORABLE WILLIAM C. WANTLAND
Attorney General of the
Seminole Nation of Oklahoma
P.O. Drawer 271
Seminole, Oklahoma 74868
DEAR MR. WANTLAND:
We have considered your letter and brief of March 9, 1971, concerning the office of the Principal Chief of the Seminole Nation. We have also considered the letter sent to you by Representative Edmondson on March 22, 1971, of which we were provided a copy.
You urge that the 1969 election of Mr. Terry Walker to the office of Chief is equivalent to the popular selection of a principal chief under Section 1 of the Act of October 22, 1970, 84 Stat. 1091, P.L. 91-495, and that he should be allowed to serve as such until the expiration of his term in 1973. We cannot agree. Section 1 contemplates that the popular selection of a principal chief shall take place after October 22, 1970. Prior to that date the exclusive method of filling that office and investing the principal chief with the power to execute deeds to Seminole land was appointment by the President or his delegate under Section 6 of the Act of April 26, 1906, 34 Stat. 137. Although we may agree that the 1970 Act affected an implied repeal, pro tanto, of so much of Section 6 of the 1906 Act as provides for Presidential appointment of the principal officers of the Five Civilized Tribes, such a conclusion does not permit a retroactive recognition of Mr. Walker's 1969 election as being the "popular selection" contemplated by Section 1 of the 1970 Act.
We do, however, recognize Mr. Walker as the "principal officer" of the Seminole Tribe as that term is used in Section 4 of the 1970 Act. We understand that there has been no Presidentially appointed principal chief of the Seminoles for many years, and that none was extant when the 1970 Act was passed. Thus, Mr. Walker was the Seminole's "principal officer currently holding office at the date of enactment of" the Act and, under Section 4 thereof, "shall continue to serve for a period not to exceed twelve months" from October 22, 1970. The Associate Solicitor for Indian Affairs has held, quite properly, that Section 6 is applicable to the Seminole Tribe.
We can only suggest that the Seminole Tribe submit to the Secretary of the Interior for consideration whatever procedures the Tribe feels will comply with Section 1 of the 1970 statute. In the alternative, as your letter indicates, the Tribe might seek legislative relief.
MITCHELL MELICH,
RIGHTS OF CANADIAN SIOUX INDIANS IN
DISTRIBUTION OF MISSISSIPPI SIOUX
JUDGMENT FUND--CLAIMS COMMISSION
LIMITATIONS
May 6, 1971.
HONORABLE HENRY M. JACKSONDEAR MR. CHAIRMAN:
This is in answer to your letter of April 6, 1971, asking my opinion as to the right of certain Canadian Sioux Indians to participate in the distribution of the Mississippi Sioux Judgment Fund.
On July 25, 1967, the Indian Claims Commission approved a compromise settlement in dockets numbered 142 and 359-363, except for the general accounting claim (Claim II) in docket numbered 363, and awarded $12,250,000 to the Eastern or Mississippi Sioux Indians. The awards represent additional payment for 29,423,900 acres of land in Iowa, Minnesota and South Dakota, taken from 1808 to 1859.
Final judgments were granted to the aboriginal bands in the following amounts:
Sisseton and Wahpeton Bands
$5,874,039.50
Medawakanton and
Wahpakoota Bands
5,181,921.50
Medawakanton Band
1,194,039.00
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DEPARTMENT OF THE INTERIOR |
MAY 6, 1971 |
Funds to cover these awards were appropriated under H.J. Res. 1268 of June 19, 1968, 82 Stat. 239. The awards in these dockets go to the four aboriginal bands known collectively during treaty times as the Mississippi or Minnesota Sioux although they were separate land-owning entities.
A group of Sioux Indians from Canada purporting to represent descendants of the Mississippi Sioux Indians, have organized as the Dakota Association of Canada and claim that this judgment award should be shared with all of the Canadian Sioux who are lineal descendants of the four aboriginal bands of the Mississippi Sioux.You ask whether these Canadian Sioux Indians have any right to share in the Mississippi Sioux Judgment Fund.
The Indian Claims Commission is authorized to hear claims from American Indian tribes "residing within the territorial limits of the United States or Alaska." Section 2 of the Act of August 13, 1946, 60 Stat. 1050, 25 U.S.C. § 70a (1964). However, we find nothing in the Indian Claims Commission Act which specifically prohibits Indians who are not citizens of the United States from participating in a judgment awarded by the Commission.
How an award is to be paid and precisely who can participate in the award, though, are questions, not for the Indian Claims Commission or the Court of Claims, but for congressional and administrative determination. Confederated Tribes of the Warm Springs Reservation v. United States, 177 Ct. Cl. 184, 210 (Ct. Cl. 1966); Peoria Tribe of Indians, et al. v. United States, 169 Ct. Cl. 1009, 1011-1012 (Ct. Cl. 1965); and Minnesota Chippewa Tribe v. United States, 315 F.2d 906, 914, n.11 (Ct. Cl. 1963). In addition, Congress has prohibited the expenditure of funds from appropriations to satisfy Indian Claims Commission awards until legislation has been enacted setting forth the purposes for which the funds will be used. See Act of July 26, 1968, 82 Stat. 425, 429; Act of October 29, 1969, 83 Stat. 147, 150; and Act of July 31, 1970, 84 Stat. 669, 672.
In the past, Congress has enacted laws both allowing and disallowing participation by noncitizen Indians in various claims awards. In 1935, Congress enacted the Tlingit and Haida Jurisdictional Act which authorized the Tlingit and Haida Indians of Alaska to bring suit in the United States Court of Claims for claims against the United States. Act of June 19, 1935, 49 Stat. 388. Only Tlingit or Haida Indians living in the Territory of Alaska were entitled to share in any claims paid pursuant to the act. However, this act was amended in 1965 to allow participation in recoveries under the act by Tlingit and Haida Indians residing:
* * * in a local community or area in the United States or Canada who were legal residents of the Territory of Alaska on June 19, 1935, or prior thereto, or who are descendants of persons of Tlingit or Haida blood who were legal residents of the Territory of Alaska on June 19, 1935, or prior thereto. (Emphasis added) Act of August 19, 1965, 79 Stat. 543, 544.
Conversely, in 1968, Congress specifically excluded those persons who were not citizens of the United States from participating in the disposition of a judgment awarded to the Delaware Nation. Act of September 21, 1968, 82 Stat. 861, 25 U.S.C. §§ 1181-1186 (Supp. V, 1965-1969).
The bills introduced in the Congress last year relating to the distribution of the Mississippi Sioux Judgment Fund, H.R. 14984, S. 3174 and S. 3708, and the proposal before Congress this year, H.R. 796, all exclude persons who are not citizens of the United States from participation in the distribution of the judgment. Last year, the Department of the Interior indicated its position that individuals who are lineal descendants of ancestors in the four aboriginal bands but are not members of any of the modem entities should be included in the judgment distribution. However, the Department also stated that noncitizens of the United States should not participate in the distribution. H.R. No. 91-1150, 91st Cong., 2d Sess. 9 (1970); S. Rep. No. 91-1339, 91st Cong., 2d Sess. 9 and 25 (1970).
We note in passing that the Canadian Indians who now claim a right to participate in this judgment distribution made no motion to intervene while this case was pending before the Indian Claims Commission.
The liability of the United States is fixed as to the moneys granted in the Indian Claims Commission judgment to the four tribes comprising the Mississippi Sioux, whoever the eligible members may be. This judgment, when filed with the Congress, has the effect of a final judgment of the Court of Claims. 25 U.S.C. § 70 (u) (1964).
The Department of the Interior has taken the
position in this particular instance that as a matter of
policy,
noncitizens of the United States should not participate in the distribution of this judgment. The case law indicates that generally the method of disbursing the judgment and the means of establishing the qualifications of Indians, who may participate in a judgment award is for congressional
determination. Congress has both allowed and dis-
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OPINIONS OF THE SOLICITOR |
JUNE 15, 1971 |
allowed participation by noncitizen Indians in claims awards. Therefore, we respectfully submit that the question on whether these Canadian Indians should participate in the distribution of the judgment is now solely within the power of Congress to determine.
MITCHELL MELICH,
Solicitor.
ALLOTTEE EASEMENT REQUEST SUBJECT TO
JURISDICTION OF ARMY CORPS OF ENGINEERS
--ALLOTTEE'S RIGHT TO WATER USE FOR
IRRIGATION PURPOSES
May 11, 1971.
HONORABLE H. R. GROSSDEAR MR. GROSS:
This is a response to your letter dated April 6, 1971, with regard to the letter from Eugene R. Trust, dated April 5, 1971.
We have discussed the matter with the realty Division of the Pierre Agency of the Bureau of Indian Affairs at Pierre, South Dakota. They have informed us that the lands referred to in Mr. Trust's letter, except those contained within his own allotments, are subject to jurisdiction of the United States Army Corps of Engineers pursuant to the Big Bend Act of October 3, 1962 (76. Stat. 704). Hence, the Department of the Interior does not have the power to grant easements across the lands in question. Assistance in acquiring the desired easements can be obtained by Mr. Trust if he will contact the United States Army Corps of Engineers' field office in room 217 in the Federal Building in Pierre, South Dakota. The personnel of that office can advise him on the regulations and procedures involved in obtaining the easements Mr. Trust desires. In the event Mr. Trust desires further assistance, Mr. Brewer of the Bureau of Indian Affair' Realty Division in the Pierre Agency office at Pierre, South Dakota, will be available to render any assistance desired.
In regard to the questions concerning his right to water for the purpose of irrigating his lands, Mr. Trust has been advised that he has a right to use water from the Missouri River for such purposes. The right to use water up to the amount necessary to irrigate all of his irrigable land has been established by the case of winters v. United States, 207 U.S. 564 (1908). That right has been recently clarified in the case of Arizona v. California, 373 U.S. 546 (1963). The right to water for the purpose of irrigation on this reservation was expressly confirmed in Section 14 of the Act of March 2, 1889 (25 Stat. 888) which provides as follows:
That in cases where the use of water for irrigation is necessary to render the lands within any Indian reservation created by this Act available for agricultural purposes, the Secretary of the Interior may be, and he is hereby, authorized to prescribe rules and regulations as may be deemed necessary to secure a just and equitable distribution thereof among the Indians residing upon any such Indian reservation created by this Act; and no other appropriation or grant of water by any riparian proprietor shall be authorized or permitted to the damage of any other riparian proprietor.
To our knowledge, his rights to the water have never been disputed. Further, to the best of our knowledge, there will not be any charges made for the use of the water from the reservoir.
We hope that with this advice Mr. Trust will be able to proceed with his planned development.
RAYMOND C. COULTER,
Deputy Solicitor.
TRIBAL DIRECTION OF FEDERAL EMPLOYEES--
EXPLANATION OF TERM "DELEGATION"
M-36803 (Supp.) June 15, 1971.
Memorandum
To:
Commissioner of Indian Affairs
From: Solicitor
Subject: Use of term "delegation" in Opinion
M-36803, 77 I.D. 50 (1970)
A question has been raised whether the use of the term "delegation" throughout the April 3, 1970, Opinion M-36803, 77 I.D. 50, places the conclusions of that opinion in jeopardy of violation of the constitutional doctrine against delegation of government authority enunciated in Schechter Corporation v. United States, 295 U.S. 495, 537 (1935).
The statute construed in that opinion, R.S. sec. 2072, 25
U.S.C. § 48, provides that direction of Federal Employees may be
"given" to the proper trial authority. I do not regard the use of the
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2038 |
DEPARTMENT OF THE INTERIOR |
FEBRUARY 22, 1973 |
term "delegation" instead of the precise term used in the act, "given", to place the substance of the opinion in jeopardy of violation of the Schechter doctrine. Though there may be some semantic difference in these terms, the substance of the opinion was to construe authority conferred on the Secretary.
The object of R.S. sec. 2072 was to authorize Indian tribes, in the discretion of the Secretary, to direct the performance of duties by certain Federal employees. Whether the conferment of such authority on a tribe is regarded as congressionally authorized "redelegation" as in O'Neal v. United States, 140 F.2d 908 (6th Cir. 1944) (see footnote 3 of our opinion) to an Indian tribe as an instrumentality of the Federal Government (see 59 I.D. 328 (1946) ), or as implementation of authority conferred directly on tribes by the Congress would not, in my opinion, make action taken pursuant to the act susceptible to successful attack as being in violation of the Schechter doctrine.
The opinion, M-36803, sets out the authorities which may not be regarded as permitted under R.S. sec. 2072 in any arrangement with an Indian tribe in directing the performance of Federal employees. Those exceptions are outside the scope of the act and not subject to inclusion in any direction the tribe is permitted to exercise.
MITCHELL MELICH,
Solicitor.
NON-AVAILABILITY OF CONFIDENTIAL AGREEMENT
OF INDIAN TRIBE UNDER PUBLIC INFORMATION ACT
M-36860
February 22, 1973.
(Date
of
opinion: Sept. 21, 1971)
Indians: Administrative Procedure Act: Public Information
The withholding, under 5 U.S.C. § 552 (b) (4), of a copy of an agreement between the Seneca Nation of Indians, the First Seneca Corporation, the United States Pillow Corporation, and certain individuals, and all drafts of the agreement, is warranted when the agreement was submitted in confidence to the Department for approval, the documents contain commercial or financial information, the fiduciary relationship between the Department and the Indian tribe was a sound ground for invoking the exemption under 5 U.S.C. § 552 (b) (4), and the party seeking the information failed to urge any reasons why the exemption should not be invoked.
HOGAN AND HARTSON
815 Connecticut Avenue, N.W.
Washington, D.C. 20006
Attention:
SHERWIN J. MARKMAN, Esq.
JOSEPH M. HASSETT, Esq.
GENTLEMEN:
By letter to the Bureau of Indian Affairs dated October 26, 1970, you requested a complete copy of a 1965 agreement between the Seneca Nation of Indians, the First Seneca Corporation, the United States Pillow Corporation and certain individuals, and all drafts of the agreement which are contained in the Bureau's files. This request, submitted pursuant to the Freedom of Information Act, 5 U.S.C. § 552, and Departmental regulations, 43 CFR 2.1 et seq., was denied by the Bureau on February 11, 1971, for the following reasons:First, the documents were actually tribal business records and not agency records subject to the provisions of the Freedom of Information Act; second, the documents were received in confidence from the Seneca Nation and were being held by the Federal Government as trustee; third, a specific statutory exemption for the documents was claimed pursuant to the provisions of 5 U.S.C. § 552(b) (4).
On August 19, 1971, you appealed that decision to the Solicitor and on September 8, 1971, Mr. Hassett and counsel for the Seneca Nation, Mr. Lazarus, were afforded an opportunity to present their respective views orally.
There has been some question whether the requested documents are "agency records" within the meaning of the Act. For the purposes of this appeal I shall assume, arguendo, that they are "agency records."At the outset we note that your original request sought the "agency agreement." The Bureau of Indian Affairs is not a party to the agreement, which in fact was prepared by or on behalf of the tribe and title to which is vested in the tribe. It should also be noted that the final agreement is merely submitted to the Secretary for approval because it involves the expenditure of funds made available to the Seneca Nation pursuant to Public Law 88-533, 78 Stat. 738. The agreement is not required to be filed with the Secretary, although a copy is retained as evidence of Secretarial approval.
Section 552 (b) (4) of Title 5 U.S.C. provides:
" (b) This section does not apply to matters that are * * * (4) trade secrets and commer-
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OPINIONS OF THE SOLICITOR |
OCTOBER 15, 1971 |
cial or financial information obtained from a person and privileged or confidential * * *."
The basis of the Bureau's reliance on this important exemption is, of course, the unique fiduciary relationship between the Department of the Interior and Indians. This fiduciary and confidential relationship has been aptly described by the Supreme Court in Seminole Nation v. United States, 316 U.S. 286, 296-297 (1942):
"In carrying out its treaty obligations with the Indian tribes, the Government is something more than a mere contracting party. Under a humane and self-imposed policy which has found expression in many acts of Congress and numerous decisions of this Court, it has charged itself with moral obligations of the highest responsibility and trust. Its conduct, as disclosed in the acts of those who represent it in dealings with Indians, should therefore be judged by the most exacting fiduciary standards."
In the discharge of this fiduciary obligation it is essential that a confidential relationship be established and maintained. It has been long understood that documents such as these are submitted to the Department in confidence and we would be remiss in discharging this fiduciary obligation if these documents were released unilaterally with out the concurrence of the tribe. As you are aware, the tribes has not consented to the release and, in fact, has urged that the Department reject your request. We are led to the conclusion that the documents requested clearly are encompassed within the scope of the exemption of 5 U.S.C. § 552 (b) (4).
Departmental regulations require that upon a determination that the requested records fall within one or more of the categories exempted under the Public Information Act, there be a further determination that sound grounds exist which require the invocation of the exemption, 43 CFR 2.2. While we feel that the fiduciary and confidential relationship between the Department of the Interior and Indians is a sufficient ground in and of itself requiring invocation of the exemption, we also point out that when Mr. Hassett was afforded an opportunity to state the interest of your client in the documents he declined to do so, and even disclaimed any knowledge of the litigation pending in the state courts of New York between the First Seneca Corporation and its construction contractor, in which, we are advised, the contractor unsuccessfully sought to obtain the documents.
Thus Mr. Hassett declined to urge any grounds on behalf of your client why the exemption should not be invoked. Accordingly, the decision of the Bureau of Indian Affairs of February 11, 1971, is hereby affirmed.
MITCHELL MELICH,
REVOCATION OF INDIAN ALLOTMENTS IN
ALASKA
October 15, 1971.
HON. HENRY M. JACKSON
United States Senate
Washington, D.C. 20510
DEAR SENATOR JACKSON:
In response to your inquiry regarding the "legal consequences of revocation of Indian Allotments in Alaska" we have prepared the following memorandum. In your letter of September 21, 1971, you stated that the Alaska Native Land Claims bills "propose to, in effect, repeal the Allotment Acts." While the bills do propose to repeal the Act of May 17, 1906, 43 U.S.C. §270--1 et seq. (1970), we assume that with respect to any other allotment act you mean only that Alaskan Natives will hereafter be precluded from availing themselves of these other acts, (assuming a court would hold that an Alaskan Native could avail himself of allotment acts other than the Act of May 17, 1906). The bills do not prevent non-Alaskan Indians from availing themselves of the allotment acts not repealed by the bills. (25 U.S.C. §§334, 336, 337). Therefore, the bills would not affect the Department's practice of allowing non-Alaskan Indians to avail themselves of the other allotment acts in any of the States including Alaska. See Bertha Mae Tabbytite, 72 I.D. 124 (1965). In addition, we would like to point out that the citation to the Act of June 25, 1910 as 36 Stat. 363 should be changed to 36 Stat. 863. Also, the Act of May 17, 1906, cited in H.R. 10367 as 48 U.S.C. 357 should be changed to reflect its most current citation, 43 U.S.C. §270--1 et seq. (1970).
With regard to your first question concerning the number, date, location and legal status of filings under the Act, we are able to supply the following information:
Under the 1887-1891 Act:
Only one application-on appeal as to acreage
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2040 |
DEPARTMENT OF THE INTERIOR |
OCTOBER 15, 1971 |
Under the 1906 Act:
1. By year filed:
Prior to 1956 12
during 1956 11
1957 9
1958 12
1959 21
1960 110
1961 144
1962 71
1963 63
1964 46
1965 90
1966 59
1967 64
1968 108
1969 78
1970 346
1971 998 (thru 9/21)
_____
22302. Awaiting Action:
3. Location by Resource Areas (see map)
(a) Ready for issuance of
certificate, but suspended. 48
(b) Awaiting Survey 185
(c) Rights not yet determined--
awaiting action by applicant
or BIM 2088
_____
2321
(Difference between this total and total in item 1 is sue to splitting of cases containing separated parcels)
Arctic Resource Area 80
Fortymile 137
Kobuk 486
Yukon 427
Glenallen (Copper River) 152
Bristol Bay 360
Cook Inlet (Anchorage) 98
Southeastern (Juneau) 18
McGrath 349
_____
2107
The above does not include the 125-150 allotment cases for which Allotment Certificates have been issued.
It should be pointed out also that there are approximately 2500-3000 cases under process by the Bureau of Indian Affairs that have not ye been filed with the Bureau of Land Management.
In the second question of your letter you inquire as to "The point in the administrative process at which vested legal rights are created in an individual filing under the Act."
We assume that "the Act" you refer to in your question is the Act of May 17, 1906. We do not believe any legal rights vest under the Act against the Government until the issuance of an allotment certificate. In other words, there is no point prior to the issuance of a certificate at which an applicant could compel issuance. The language is quite different from the mandatory language of the other allotment acts at 25 U.S.C. §§334, 336, 337 (1970). The Act states, in section 270-1, that:
The Secretary . . . is authorized and empowered, in his discretion and under such rules as he may prescribe, to allot not to exceed one hundred and sixty acres . . . to any Indian, Aleut, or Eskimo . . . who resides in and is a native of Alaska, and who is the head of a family, or is twenty-one years of age; and the land so allotted shall be deemed the homestead of the allottee . . . (Emphasis added)
As the language indicates, Congress has left the allotment of lands in Alaska to the discretion of the Secretary. It is not a "mandatory type act" whereby one can acquire parts of the public domain merely by compliance with certain conditions with the Secretary only given a judicial type role to see that the Act's conditions are met. On the contrary, we believe the Act to be a "permissive type act" with all the legal ramifications that that type of act carries.
Our rese